SEC Form 4 · accession 0001225208-16-037544
LOCKHEED MARTIN CORP · LMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sondra L Barbour
Officer — Executive Vice President
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2016 | M | 31,200 | $82.52 | A | 31,200 | D | |
| Common Stock | Aug 3, 2016 | M | 18,660 | $82.01 | A | 49,860 | D | |
| Common Stock | Aug 3, 2016 | M | 16,600 | $106.87 | A | 66,460 | D | |
| Common StockF1 | Aug 3, 2016 | S | 21,718 | $256.2993 | D | 44,742 | D | |
| Common StockF2 | Aug 3, 2016 | S | 44,742 | $255.4736 | D | 0 | D | |
| Common StockF3 | holding | — | — | — | 933 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 75 | I | Lockheed Martin Salaried Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-buy) | $82.52 | Aug 3, 2016 | M | 31,200 | D | Jan 26, 2010 | Jan 25, 2019 | Common Stock | 31,200 | 0 | D |
| Employee Stock Option (Right-to-buy) | $106.87 | Aug 3, 2016 | M | 16,600 | D | Jan 28, 2009 | Jan 26, 2018 | Common Stock | 16,600 | 0 | D |
| Employee Stock Option (Right-to-buy) | $82.01 | Aug 3, 2016 | M | 18,660 | D | Jan 30, 2013 | Jan 28, 2022 | Common Stock | 18,660 | 0 | D |
Explanation of responses
- F1The price represents the weighted average sale price for multiple transactions reported on this line. Sale prices ranged from $256.01 to $256.96. Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sales price.
- F2The price represents the weighted average sale price for multiple transactions reported on this line. Sale prices ranged from $255.00 to $255.97. Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sales price.
- F3End of period holdings include additional shares acquired through dividend reinvestment.