SEC Form 4 · accession 0001225208-16-023603
LOCKHEED MARTIN CORP · LMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce A Carlson
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936468
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3,F1 | — | Dec 31, 2015 | A | 167 | A | — | — | Common Stock | 167 | 343 | I |
| Phantom Stock UnitsF3,F1,F4 | — | holding | — | — | — | — | — | Common Stock | 317 | 317 | I |
Explanation of responses
- F1The phantom stock units convert on a 1-for-1 basis.
- F2The information pertains to phantom stock units acquired at $217.15 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service.
- F3End of period holdings include additional phantom stock units acquired through dividend reinvestment under the Plan which are exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service.
- F4Phantom stock units previously acquired under the Plan exempt under Section 16(b). Units are settled upon the Reporting Person's retirement or termination of service.