SEC Form 4 · accession 0001699192-17-000002
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Phipps
Officer — SVP Global Sales and Marketing
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2017 | A | 11,956 | $0.00 | A | 53,369 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year.
- F2Shares reported include unvested Restricted Stock Units (RSUs)