SEC Form 4 · accession 0001285617-18-000035
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen B Alexander
Officer — SVP, Chief Technology Officer
Period of report
Sep 17, 2018
Accepted (ET)
Sep 19, 2018 · 3:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 17, 2018 | S | 2,500 | $30.9416 | D | 115,926 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.
- F2Reflects the weighted average sales price with transactions in a range of sales from $30.74 to $31.14. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F3Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).