SEC Form 4 · accession 0001285617-16-000008
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Frodsham
Officer — SR. VP, Chief Strategy Officer
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 2:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 14, 2016 | S | 102 | $22.21 | D | 154,593 | D | |
| Common StockF1,F2 | Nov 14, 2016 | S | 801 | $22.21 | D | 153,792 | D | |
| Common StockF1,F2 | Nov 14, 2016 | S | 1,097 | $22.21 | D | 152,695 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.
- F2Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).