SEC Form 4 · accession 0001275606-17-000024
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew C Petrik
Officer — VP, CONTROLLER
Period of report
Dec 21, 2017
Accepted (ET)
Dec 26, 2017 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 21, 2017 | S | 119 | $21.22 | D | 57,069 | D | |
| Common StockF3,F2 | Dec 21, 2017 | S | 172 | $21.22 | D | 56,897 | D | |
| Common StockF4,F2 | Dec 21, 2017 | S | 144 | $21.22 | D | 56,753 | D | |
| Common StockF5,F2 | Dec 21, 2017 | S | 155 | $21.22 | D | 56,598 | D | |
| Common StockF6,F2 | Dec 21, 2017 | S | 321 | $21.22 | D | 56,277 | D | |
| Common StockF6,F2 | Dec 21, 2017 | S | 534 | $21.22 | D | 55,743 | D | |
| Common StockF7,F2 | Dec 21, 2017 | S | 376 | $21.22 | D | 55,367 | D | |
| Common StockF7,F2 | Dec 21, 2017 | S | 368 | $21.22 | D | 54,999 | D | |
| Common StockF8,F2 | Dec 21, 2017 | S | 1,225 | $21.22 | D | 53,774 | D | |
| Common StockF8,F2 | Dec 21, 2017 | S | 386 | $21.22 | D | 53,388 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.
- F2Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F3Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.
- F4Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.
- F5Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.
- F6Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016.
- F7Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.
- F8Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.