SEC Form 4 · accession 0001215181-19-000012
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick H Nettles
Director
Period of report
Mar 6, 2019
Accepted (ET)
Mar 7, 2019 · 1:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 6, 2019 | S | 5,000 | $39.9823 | D | 388,865 | D | |
| Common StockF1,F4,F3 | Mar 6, 2019 | S | 10,000 | $39.9759 | D | 378,865 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2019.
- F2Reflects the weighted average sales price with transactions in a range of sales from $39.59 to $40.80. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F3Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F4Reflects the weighted average sales price with transactions in a range of sales from $39.56 to $40.80. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.