SEC Form 4 · accession 0001215181-17-000002
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Moylan Jr.
Officer — SVP Finance, CFO
Period of report
Dec 29, 2016
Accepted (ET)
Jan 3, 2017 · 1:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 29, 2016 | S | 1,291 | $24.17 | D | 421,990 | D | |
| Common StockF1,F2 | Dec 29, 2016 | S | 709 | $24.17 | D | 421,281 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/06/2016.
- F2Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).