SEC Form 4 · accession 0001215181-16-000091
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen B Alexander
Officer — Sr VP Chief Technology Officer
Period of report
Jul 15, 2016
Accepted (ET)
Jul 18, 2016 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 15, 2016 | S | 1,475 | $19.57 | D | 142,995 | D | |
| Common StockF1,F2 | Jul 15, 2016 | S | 1,314 | $19.57 | D | 141,681 | D | |
| Common StockF1,F2 | Jul 15, 2016 | S | 711 | $19.57 | D | 140,970 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/19/2014.
- F2Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).