SEC Form 4 · accession 0001177265-17-000013
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew C Petrik
Officer — VP, CONTROLLER
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 3:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 15, 2017 | S | 1,258 | $24.4421 | D | 50,155 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.
- F2Reflects the weighted average sales price with transactions in a range of sales from $24.40 to $24.45. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F3Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).