SEC Form 4 · accession 0001177261-18-000107
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Hamilton
Officer — SVP, Software and Services
Period of report
Dec 20, 2018
Accepted (ET)
Dec 26, 2018 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 20, 2018 | F | 783 | $32.91 | D | 92,924 | D | |
| Common StockF3,F2 | Dec 20, 2018 | F | 478 | $32.91 | D | 92,446 | D | |
| Common StockF4,F2 | Dec 20, 2018 | F | 338 | $32.91 | D | 92,108 | D | |
| Common StockF5,F2 | Dec 20, 2018 | F | 801 | $32.91 | D | 91,307 | D | |
| Common StockF5,F2 | Dec 20, 2018 | F | 818 | $32.91 | D | 90,489 | D | |
| Common StockF6,F2 | Dec 20, 2018 | F | 3,754 | $32.91 | D | 86,735 | D | |
| Common StockF6,F2 | Dec 20, 2018 | F | 695 | $32.91 | D | 86,040 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.
- F2Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F3Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.
- F4Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.
- F5Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.
- F6Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.