SEC Form 4 · accession 0001177261-16-000194
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew C Petrik
Officer — VP, CONTROLLER
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 15, 2016 | S | 2,475 | $22.40 | D | 60,755 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.
- F2Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).