SEC Form 4 · accession 0001177261-16-000144
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen B Alexander
Officer — Sr VP Chief Technology Officer
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 2:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 16, 2016 | S | 913 | $15.73 | D | 152,837 | D | |
| Common StockF1,F2 | May 16, 2016 | S | 1,713 | $15.73 | D | 151,124 | D | |
| Common StockF1,F2 | May 16, 2016 | S | 63 | $15.73 | D | 151,061 | D | |
| Common StockF1,F2 | May 16, 2016 | S | 811 | $15.73 | D | 150,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/19/2014.
- F2Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).