SEC Form 4 · accession 0001177261-15-000094
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen B Alexander
Officer — Sr VP Chief Technology Officer
Period of report
Oct 15, 2015
Accepted (ET)
Oct 16, 2015 · 1:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 15, 2015 | S | 181 | $22.40 | D | 132,950 | D | |
| Common StockF1,F2 | Oct 15, 2015 | S | 2,606 | $22.40 | D | 130,344 | D | |
| Common StockF1,F2 | Oct 15, 2015 | S | 713 | $22.40 | D | 129,631 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/19/14, as amended.
- F2Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).