SEC Form 4 · accession 0001103725-15-000002
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawton W Fitt
Director
Period of report
Mar 10, 2015
Accepted (ET)
Apr 6, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2015 | M | 2,857 | $12.95 | A | 62,731 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $12.95 | Mar 10, 2015 | M | 2,857 | D | — | Mar 17, 2015 | Common Stock | 2,857 | 0 | D |
Explanation of responses
- F1Shares reported include unvested Restricted Stock Units (RSUs).
- F2Option is fully vested.