SEC Form 4 · accession 0001068844-18-000002
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick H Nettles
Director
Period of report
Mar 26, 2018
Accepted (ET)
Mar 28, 2018 · 10:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 26, 2018 | S | 1,972 | $25.83 | D | 416,239 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/23/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/27/2017.
- F2Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).