SEC Form 4 · accession 0001032553-19-000006
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary B Smith
Officer — PRESIDENT, CEO · Director
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 7, 2019 | S | 2,400 | $37.3849 | D | 605,614 | D | |
| Common StockF1,F2,F3 | Feb 7, 2019 | S | 2,400 | $37.3879 | D | 603,214 | D | |
| Common StockF1,F4,F3 | Feb 8, 2019 | S | 2,400 | $37.6621 | D | 600,814 | D | |
| Common StockF1,F5,F3 | Feb 8, 2019 | S | 2,400 | $37.6574 | D | 598,414 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.
- F2Reflects the weighted average sales price with transactions in a range of sales from $37.16 to $37.82. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F3Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F4Reflects the weighted average sales price with transactions in a range of sales from $37.32 to $37.92. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F5Reflects the weighted average sales price with transactions in a range of sales from $37.31 to $37.92. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.