SEC Form 4 · accession 0001032553-19-000002
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary B Smith
Officer — PRESIDENT, CEO · Director
Period of report
Jan 10, 2019
Accepted (ET)
Jan 14, 2019 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 10, 2019 | S | 2,400 | $36.804 | D | 624,814 | D | |
| Common StockF1,F2,F3 | Jan 10, 2019 | S | 2,400 | $36.8002 | D | 622,414 | D | |
| Common StockF1,F4,F3 | Jan 11, 2019 | S | 2,400 | $36.8412 | D | 620,014 | D | |
| Common StockF1,F4,F3 | Jan 11, 2019 | S | 2,400 | $36.8392 | D | 617,614 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.
- F2Reflects the weighted average sales price with transactions in a range of sales from $36.315 to $37.08. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F3Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F4Reflects the weighted average sales price with transactions in a range of sales from $36.66 to $36.96. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.