SEC Form 4 · accession 0001032553-18-000039
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary B Smith
Officer — PRESIDENT, CEO · Director
Period of report
Oct 18, 2018
Accepted (ET)
Oct 22, 2018 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 18, 2018 | S | 2,400 | $31.106 | D | 542,358 | D | |
| Common StockF1,F2,F3 | Oct 18, 2018 | S | 2,400 | $31.1054 | D | 539,958 | D | |
| Common StockF1,F4,F3 | Oct 19, 2018 | S | 2,400 | $30.8986 | D | 537,558 | D | |
| Common StockF1,F4,F3 | Oct 19, 2018 | S | 2,400 | $30.8977 | D | 535,158 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.
- F2Reflects the weighted average sales price with transactions in a range of sales from $30.835 to $31.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F3Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F4Reflects the weighted average sales price with transactions in a range of sales from $30.595 to $31.615. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.