SEC Form 4 · accession 0001032553-18-000030
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary B Smith
Officer — PRESIDENT, CEO · Director
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 2:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 6, 2018 | S | 2,400 | $31.1675 | D | 584,027 | D | |
| Common StockF1,F4,F3 | Sep 6, 2018 | S | 2,400 | $31.1679 | D | 581,627 | D | |
| Common StockF1,F5,F3 | Sep 7, 2018 | S | 2,400 | $31.1064 | D | 579,227 | D | |
| Common StockF1,F6,F3 | Sep 7, 2018 | S | 2,400 | $31.1059 | D | 576,827 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.
- F2Reflects the weighted average sales price with transactions in a range of sales from $30.87 to $31.68. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F3Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F4Reflects the weighted average sales price with transactions in a range of sales from $30.87 to $31.68. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F5Reflects the weighted average sales price with transactions in a range of sales from $30.88 to $31.50. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F6Reflects the weighted average sales price with transactions in a range of sales from $30.875 to $31.50. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.