SEC Form 4 · accession 0001032553-18-000026
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary B Smith
Officer — PRESIDENT, CEO · Director
Period of report
Jul 11, 2018
Accepted (ET)
Jul 13, 2018 · 12:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 11, 2018 | S | 4,000 | $27.148 | D | 600,027 | D | |
| Common StockF1,F3,F2 | Jul 12, 2018 | S | 2,000 | $27.446 | D | 598,027 | D | |
| Common StockF1,F3,F2 | Jul 12, 2018 | S | 2,000 | $27.4463 | D | 596,027 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.
- F2Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F3Reflects the weighted average sales price with transactions in a range of sales from $27.365 to $27.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.