SEC Form 4 · accession 0001032553-18-000012
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary B Smith
Officer — PRESIDENT, CEO · Director
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 14, 2018 | S | 2,000 | $27.1481 | D | 691,923 | D | |
| Common StockF1,F4,F3 | Mar 14, 2018 | S | 2,000 | $27.149 | D | 689,923 | D | |
| Common StockF1,F5,F3 | Mar 15, 2018 | S | 2,000 | $27.1628 | D | 687,923 | D | |
| Common StockF1,F6,F3 | Mar 15, 2018 | S | 2,000 | $27.1638 | D | 685,923 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.
- F2Reflects the weighted average sales price with transactions in a range of sales from $26.90 to $27.42. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F3Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F4Reflects the weighted average sales price with transactions in a range of sales from $26.90 to $27.42. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F5Reflects the weighted average sales price with transactions in a range of sales from $26.915 to $27.295. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F6Reflects the weighted average sales price with transactions in a range of sales from $26.915 to $27.295. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.