SEC Form 4 · accession 0001032553-17-000035
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary B Smith
Officer — PRESIDENT, CEO · Director
Period of report
Dec 27, 2017
Accepted (ET)
Dec 29, 2017 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 27, 2017 | S | 2,000 | $21.6618 | D | 731,923 | D | |
| Common StockF1,F4,F3 | Dec 27, 2017 | S | 2,000 | $21.6618 | D | 729,923 | D | |
| Common StockF1,F5,F3 | Dec 28, 2017 | S | 2,000 | $21.2818 | D | 727,923 | D | |
| Common StockF1,F6,F3 | Dec 28, 2017 | S | 2,000 | $21.2825 | D | 725,923 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.
- F2Reflects the weighted average sales price with transactions in a range of sales from $21.545 to $21.815. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F3Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F4Reflects the weighted average sales price with transactions in a range of sales from $21.555 to $21.81. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F5Reflects the weighted average sales price with transactions in a range of sales from $21.17 to $21.385. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F6Reflects the weighted average sales price with transactions in a range of sales from $21.175 to $21.38. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.