SEC Form 4 · accession 0001032553-17-000033
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary B Smith
Officer — PRESIDENT, CEO · Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 18, 2017 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 14, 2017 | S | 2,000 | $21.3393 | D | 853,658 | D | |
| Common StockF1,F4,F3 | Dec 14, 2017 | S | 2,000 | $21.3413 | D | 851,658 | D | |
| Common StockF1,F5,F3 | Dec 15, 2017 | S | 2,000 | $21.425 | D | 849,658 | D | |
| Common StockF1,F6,F3 | Dec 15, 2017 | S | 2,000 | $21.4253 | D | 847,658 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.
- F2Reflects the weighted average sales price with transactions in a range of sales from $21.18 to $21.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F3Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F4Reflects the weighted average sales price with transactions in a range of sales from $21.18 to $21.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F5Reflects the weighted average sales price with transactions in a range of sales from $21.3 to $21.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F6Reflects the weighted average sales price with transactions in a range of sales from $21.3 to $21.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.