SEC Form 4 · accession 0001032553-17-000029
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary B Smith
Officer — PRESIDENT, CEO · Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 11:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 8, 2017 | S | 2,000 | $20.2725 | D | 617,840 | D | |
| Common StockF1,F4,F3 | Nov 8, 2017 | S | 2,000 | $20.2733 | D | 615,840 | D | |
| Common StockF1,F5,F3 | Nov 9, 2017 | S | 2,000 | $19.735 | D | 613,840 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.
- F2Reflects the weighted average sales price with transactions in a range of sales from $20.005 to $20.505. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F3Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F4Reflects the weighted average sales price with transactions in a range of sales from $19.995 to $20.505. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F5Reflects the weighted average sales price with transactions in a range of sales from $19.495 to $19.92. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.