SEC Form 4 · accession 0001032553-17-000025
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary B Smith
Officer — PRESIDENT, CEO · Director
Period of report
Oct 11, 2017
Accepted (ET)
Oct 13, 2017 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 11, 2017 | S | 2,000 | $21.6415 | D | 633,840 | D | |
| Common StockF1,F4,F3 | Oct 11, 2017 | S | 2,000 | $21.641 | D | 631,840 | D | |
| Common StockF1,F5,F3 | Oct 12, 2017 | S | 2,000 | $21.8348 | D | 629,840 | D | |
| Common StockF1,F6,F3 | Oct 12, 2017 | S | 2,000 | $21.8358 | D | 627,840 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.
- F2Reflects the weighted average sales price with transactions in a range of sales from $21.52 to $21.765. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F3Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F4Reflects the weighted average sales price with transactions in a range of sales from $21.52 to $21.765. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F5Reflects the weighted average sales price with transactions in a range of sales from $21.46 to $22.02. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- F6Reflects the weighted average sales price with transactions in a range of sales from $21.47 to $22.02. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.