SEC Form 4 · accession 0001032553-16-000040
CIENA CORP · CIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Gallagher
Director
Period of report
Mar 21, 2016
Accepted (ET)
Mar 22, 2016 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 21, 2016 | D | 317 | $17.9606 | D | 40,993 | D | |
| Common StockF3,F2 | Mar 21, 2016 | D | 259 | $17.9605 | D | 40,734 | D | |
| Common StockF4,F2 | Mar 21, 2016 | D | 285 | $17.9602 | D | 40,449 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/20/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/22/2013.
- F2Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F3Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 4/10/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 4/14/2014.
- F4Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/26/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/30/2015