SEC Form 4 · accession 0001209191-15-018353
DTE ENERGY CO · DTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry E Steward
Officer — Sr. Vice President
Period of report
Feb 24, 2015
Accepted (ET)
Feb 25, 2015 · 1:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2015 | M | 5,000 | $47.75 | A | 43,185 | D | |
| Common Stock | Feb 24, 2015 | M | 10,000 | $43.95 | A | 53,185 | D | |
| Common StockF1 | Feb 24, 2015 | S | 15,000 | $84.5716 | D | 38,185 | D | |
| Common StockF2 | holding | — | — | — | 524 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock (right to buy)F3 | $47.75 | Feb 24, 2015 | M | 5,000 | D | — | Feb 23, 2017 | Common Stock | 5,000 | 0 | D |
| Common stock (right to buy)F4 | $43.95 | Feb 24, 2015 | M | 10,000 | D | — | Feb 25, 2020 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Price shown is weighted average sale price. The sale transactions reported on this line ranged in price from $84.39 to $84.88. The reporting person hereby undertakes to provide upon request by the Commission staff, DTE Energy Company, or a security holder of DTE Energy Company, full information regarding the number of shares sold at each separate price.
- F2Includes shares of DTE common stock acquired under the DTE Energy Company Savings and Stock Ownership Plan (the "Plan") as of a Plan statement dated as of February 24, 2015.
- F3The option vested in three equal annual installments beginning on February 23, 2008.
- F4The option vested in three equal annual installments beginning on February 25, 2011.