SEC Form 4 · accession 0001209191-15-002325
DTE ENERGY CO · DTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth G Shaw
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2015 | M | 1,975 | $87.01 | A | 2,975 | D | |
| Common Stock | Jan 3, 2015 | S | 1,975 | $87.01 | D | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F1,F2 | — | Jan 2, 2015 | A | 1,380 | A | — | — | Common Stock | 1,380 | 6,739 | D |
| Phantom StockF1,F3 | — | Jan 3, 2015 | M | 1,975 | D | Jan 3, 2015 | Jan 3, 2015 | Common Stock | 1,975 | 4,764 | D |
Explanation of responses
- F11 for 1
- F2The phantom shares are immediately vested, but subject to a 3 year deferral. The director has a one time option to defer payment until their termination from the board.
- F3Includes phantom stock acquired through the reinvestment feature under the DTE Energy Company Deferred Stock Compensation Plan for Non-Employee Directors.