SEC Form 4 · accession 0000936340-18-000026
DTE ENERGY CO · DTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Vandenberghe
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2018 | M | 1,523 | — | A | 3,523 | D | |
| Common Stock | Jan 2, 2018 | D | 1,523 | $108.45 | D | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | Jan 2, 2018 | M | 1,523 | D | Jan 2, 2018 | Jan 2, 2018 | Common Stock | 1,523 | 2,983 | D |
| Phantom StockF2,F1,F3 | — | Jan 2, 2018 | A | 1,200 | A | — | — | Common Stock | 1,200 | 4,183 | D |
| Phantom Stock (Def Dir Fees)F5,F1,F4 | — | Jan 2, 2018 | A | 311 | A | — | — | Common Stock | 311 | 4,339 | D |
Explanation of responses
- F11 for 1
- F2Includes phantom stock acquired through the reinvestment feature under the DTE Energy Company Deferred Stock Compensation Plan for Non-Employee Directors.
- F3The phantom shares are immediately vested, but subject to a 3 year deferral. The director has a one time option to defer payment until their termination from the board.
- F4Payment of Director Fees. The phantom stock will be settled for cash on a date selected by the reporting person as provided under the plan.
- F5Includes phantom stock acquired through the dividend reinvestment feature of the DTE Energy Company Plan for Deferring the Payment of Non-Employee Director Fees.