SEC Form 4 · accession 0000936340-17-000022
DTE ENERGY CO · DTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Bruce Nicholson
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 3:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936340
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F1,F2 | — | Jan 3, 2017 | A | 1,325 | A | — | — | Common Stock | 1,325 | 7,984 | D |
| Phantom Stock (Def Dir Fees)F5,F1,F4 | — | Jan 3, 2017 | A | 244 | A | — | — | Common Stock | 244 | 4,609 | D |
Explanation of responses
- F11 for 1
- F2The phantom shares are immediately vested, but subject to a 3 year deferral. The director has a one time option to defer payment until their termination from the board.
- F3Includes phantom stock acquired through the reinvestment feature under the DTE Energy Company Deferred Stock Compensation Plan for Non-Employee Directors.
- F4Payment of Director Fees. The phantom stock will be settled for cash on a date selected by the reporting person as provided under the plan.
- F5Includes phantom stock acquired through the dividend reinvestment feature of the DTE Energy Company Plan for Deferring the Payment of Non-Employee Director Fees.