SEC Form 4 · accession 0000936340-17-000006
DTE ENERGY CO · DTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth G Shaw
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | M | 1,781 | — | A | 5,281 | D | |
| Common Stock | Jan 3, 2017 | D | 1,781 | $98.51 | D | 3,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | Jan 3, 2017 | M | 1,781 | D | Jan 3, 2017 | Jan 3, 2017 | Common Stock | 1,781 | 3,041 | D |
| Phantom StockF2,F1,F3 | — | Jan 3, 2017 | A | 1,325 | A | — | — | Common Stock | 1,325 | 4,366 | D |
Explanation of responses
- F11 for 1
- F2Includes phantom stock acquired through the reinvestment feature under the DTE Energy Company Deferred Stock Compensation Plan for Non-Employee Directors.
- F3The phantom shares are immediately vested, but subject to a 3 year deferral. The director has a one time option to defer payment until their termination from the board.