SEC Form 4 · accession 0000936340-16-000257
DTE ENERGY CO · DTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard M Anderson
Officer — Chairman and CEO · Director
Period of report
Feb 14, 2016
Accepted (ET)
Feb 17, 2016 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2016 | G | 13,676 | $0.00 | D | 87,324 | D | |
| Common Stock | Feb 14, 2016 | G | 13,676 | $0.00 | A | 353,813 | I | Gerard M. Anderson Trust |
| Common Stock | Feb 14, 2016 | F | 12,324 | $83.72 | D | 75,000 | D | |
| Common Stock | Feb 16, 2016 | M | 15,000 | $47.75 | A | 90,000 | D | |
| Common StockF1 | Feb 16, 2016 | S | 15,000 | $84.35 | D | 75,000 | D | |
| Common StockF2 | holding | — | — | — | 7,070 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock (right to buy)F3 | $47.75 | Feb 16, 2016 | M | 15,000 | D | — | Feb 23, 2017 | Common Stock | 15,000 | 20,000 | D |
Explanation of responses
- F1Price shown is weighted average sale price. The sale transactions reported on this line ranged in price from $84.19 to $84.63. The reporting person hereby undertakes to provide upon request by the Commission staff, DTE Energy Company, or a security holder of DTE Energy Company, full information regarding the number of shares sold at each separate price.
- F2Includes shares of DTE common stock acquired under the DTE Energy Company Savings and Stock Ownership Plan (the "Plan") as of a Plan statement dated as of December 31, 2015.
- F3The option vested in 3 equal annual installments beginning on February 23, 2008.