SEC Form 4 · accession 0000936340-16-000206
DTE ENERGY CO · DTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Josue Robles Jr.
Director
Period of report
Jan 2, 2016
Accepted (ET)
Jan 5, 2016 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2016 | M | 1,808 | — | A | 2,808 | D | |
| Common Stock | Jan 2, 2016 | D | 1,808 | $80.19 | D | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | Jan 2, 2016 | M | 1,808 | D | Jan 2, 2016 | Jan 2, 2016 | Common Stock | 1,808 | 3,125 | D |
| Phantom StockF2,F1,F3 | — | Jan 4, 2016 | A | 1,540 | A | — | — | Common Stock | 1,540 | 4,665 | D |
Explanation of responses
- F11 for 1
- F2Includes phantom stock acquired through the reinvestment feature under the DTE Energy Company Deferred Stock Compensation Plan for Non-Employee Directors.
- F3The phantom shares are immediately vested, but subject to a 3 year deferral. The director has a one time option to defer payment until their termination from the board.