SEC Form 4 · accession 0000936340-15-000134
DTE ENERGY CO · DTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard M Anderson
Officer — Chairman and CEO · Director
Period of report
Aug 7, 2015
Accepted (ET)
Aug 10, 2015 · 11:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2015 | M | 12,000 | $43.42 | A | 165,175 | D | |
| Common StockF1 | Aug 7, 2015 | S | 12,000 | $80.2463 | D | 153,175 | D | |
| Common Stock | holding | — | — | — | 232,160 | I | Gerard M. Anderson Trust | |
| Common StockF2 | holding | — | — | — | 7,009 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock (right to buy)F3 | $43.42 | Aug 7, 2015 | M | 12,000 | D | — | Feb 28, 2016 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1Price shown is weighted average purchase price. The purchase transactions reported on this line ranged in price from $79.97 to $80.70. The reporting person hereby undertakes to provide upon request by the Commission staff, DTE Energy Company, or a security holder of DTE Energy Company, full information regarding the number of shares purchased at each separate price.
- F2Includes shares of DTE common stock acquired under the DTE Energy Company Savings and Stock Ownership Plan (the "Plan") as of a Plan statement dated as of August 7, 2015.
- F3The option vested in three equal annual installments beginning on February 28, 2007.