SEC Form 4 · accession 0001127602-19-002919
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duncan C MacNaughton
Officer — President of Family Dollar
Period of report
Mar 14, 2018
Accepted (ET)
Jan 29, 2019 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 27, 2019 | M | 13,504 | $0.00 | A | 18,962 | D | |
| Common Stock | Jan 27, 2019 | F | 4,537 | $96.92 | D | 14,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Mar 14, 2018 | A | 13,504 | A | Jan 27, 2019 | Jan 27, 2019 | Common Stock | 13,504 | 13,504 | D |
| Restricted Stock UnitF1,F2 | $0.00 | Jan 27, 2019 | M | 13,504 | D | Jan 27, 2019 | Jan 27, 2019 | Common Stock | 13,504 | 0 | D |
Explanation of responses
- F1Shares fully vest at second year anniversary of grant date.
- F2Convert without cost to shares of common stock on a one-for-one basis.
- F3Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
- F4The Compensation Committee certified on 3/14/2018 that the Company achieved its 2017 performance target for performance-based restricted stock units granted on 1/27/2017. The shares will fully vest on the second anniversary of the grant date, subject to continued employment.