SEC Form 4 · accession 0001127602-18-034572
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Saunders
Director
Period of report
Nov 20, 2018
Accepted (ET)
Nov 28, 2018 · 12:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2018 | M | 2,981 | $58.45 | A | 2,396,256 | D | |
| Common Stock | Nov 27, 2018 | M | 2,546 | $69.92 | A | 2,398,802 | D | |
| Common Stock | holding | — | — | — | 63,756 | I | Trusts (Family) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $58.45 | Nov 20, 2018 | M | 2,981 | D | Oct 1, 2013 | Oct 1, 2023 | Common Stock | 2,981 | 0 | D |
| Stock Option (right to buy)F3,F4 | $69.92 | Nov 27, 2018 | M | 2,546 | D | Jul 1, 2017 | Jul 1, 2027 | Common Stock | 2,546 | 0 | D |
Explanation of responses
- F1Immediately exercisable.
- F2Expires at the earlier of one year after ceasing to be a director, with certain grace periods, or ten years after grant.
- F3Immediately exercisable.
- F4Expires at the earlier of one year after ceasing to be a director, with certain grace periods, or ten years after grant.