SEC Form 4 · accession 0001127602-18-019510
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Saunders
Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 1, 2018 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | M | 3,190 | $41.555 | A | 2,365,457 | D | |
| Common Stock | Jun 1, 2018 | M | 2,806 | $47.245 | A | 2,368,263 | D | |
| Common Stock | Jun 1, 2018 | M | 2,745 | $48.30 | A | 2,371,008 | D | |
| Common Stock | Jun 1, 2018 | M | 2,785 | $47.60 | A | 2,373,793 | D | |
| Common Stock | Jun 1, 2018 | M | 3,374 | $51.64 | A | 2,377,167 | D | |
| Common Stock | Jun 1, 2018 | M | 3,321 | $52.47 | A | 2,380,488 | D | |
| Common Stock | Jun 1, 2018 | M | 3,202 | $54.42 | A | 2,383,690 | D | |
| Common Stock | Jun 1, 2018 | M | 3,151 | $55.29 | A | 2,386,841 | D | |
| Common Stock | Jun 1, 2018 | M | 2,464 | $53.80 | A | 2,389,305 | D | |
| Common Stock | Jun 1, 2018 | M | 3,088 | $56.42 | A | 2,392,393 | D | |
| Common Stock | holding | — | — | — | 63,756 | I | Trusts (Family) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $41.555 | Jun 1, 2018 | M | 3,190 | D | Jan 1, 2012 | Jan 1, 2022 | Common Stock | 3,190 | 0 | D |
| Stock Option (right to buy)F1,F2 | $47.245 | Jun 1, 2018 | M | 2,806 | D | Apr 1, 2012 | Apr 1, 2022 | Common Stock | 2,806 | 0 | D |
| Stock Option (right to buy)F1,F2 | $48.30 | Jun 1, 2018 | M | 2,745 | D | Oct 1, 2012 | Oct 1, 2022 | Common Stock | 2,745 | 0 | D |
| Stock Option (right to buy)F3,F4 | $47.60 | Jun 1, 2018 | M | 2,785 | D | Apr 1, 2013 | Apr 1, 2023 | Common Stock | 2,785 | 0 | D |
| Stock Option (right to buy)F3,F4 | $51.64 | Jun 1, 2018 | M | 3,374 | D | Jul 1, 2013 | Jul 1, 2023 | Common Stock | 3,374 | 0 | D |
| Stock Option (right to buy)F1,F2 | $52.47 | Jun 1, 2018 | M | 3,321 | D | Apr 1, 2014 | Apr 1, 2024 | Common Stock | 3,321 | 0 | D |
| Stock Option (right to buy)F1,F2 | $54.42 | Jun 1, 2018 | M | 3,202 | D | Jul 1, 2014 | Jul 1, 2024 | Common Stock | 3,202 | 0 | D |
| Stock Option (right to buy)F1,F2 | $55.29 | Jun 1, 2018 | M | 3,151 | D | Oct 1, 2014 | Oct 1, 2024 | Common Stock | 3,151 | 0 | D |
| Stock Option (right to buy)F1,F4 | $53.80 | Jun 1, 2018 | M | 2,464 | D | Jul 1, 2012 | Jul 1, 2022 | Common Stock | 2,464 | 0 | D |
| Stock Option (right to buy)F3,F4 | $56.42 | Jun 1, 2018 | M | 3,088 | D | Jan 1, 2014 | Jan 1, 2024 | Common Stock | 3,088 | 0 | D |
Explanation of responses
- F1Immediately exercisable.
- F2Expires at the earlier of one year after ceasing to be a director, with certain grace periods, or ten years after grant.
- F3Immediately exercisable.
- F4Expires at the earlier of one year after ceasing to be a director, with certain grace periods, or ten years after grant.