SEC Form 4 · accession 0001127602-18-019376
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Saunders
Director
Period of report
May 31, 2018
Accepted (ET)
May 31, 2018 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2018 | M | 5,470 | $24.24 | A | 2,342,182 | D | |
| Common Stock | May 31, 2018 | M | 4,728 | $28.04 | A | 2,346,910 | D | |
| Common Stock | May 31, 2018 | M | 4,674 | $28.36 | A | 2,351,584 | D | |
| Common Stock | May 31, 2018 | M | 3,886 | $34.115 | A | 2,355,470 | D | |
| Common Stock | May 31, 2018 | M | 3,528 | $37.57 | A | 2,358,998 | D | |
| Common Stock | May 31, 2018 | M | 3,269 | $40.56 | A | 2,362,267 | D | |
| Common Stock | holding | — | — | — | 63,756 | I | Trusts (Family) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $24.24 | May 31, 2018 | M | 5,470 | D | Oct 1, 2010 | Oct 1, 2020 | Common Stock | 5,470 | 0 | D |
| Stock Option (right to buy)F1,F2 | $28.04 | May 31, 2018 | M | 4,728 | D | Jan 1, 2011 | Jan 1, 2021 | Common Stock | 4,728 | 0 | D |
| Stock Option (right to buy)F1,F2 | $28.36 | May 31, 2018 | M | 4,674 | D | Apr 1, 2011 | Apr 1, 2021 | Common Stock | 4,674 | 0 | D |
| Stock Option (right to buy)F1,F2 | $34.115 | May 31, 2018 | M | 3,886 | D | Jul 1, 2011 | Jul 1, 2021 | Common Stock | 3,886 | 0 | D |
| Stock Option (right to buy) | $37.57 | May 31, 2018 | M | 3,528 | D | Oct 1, 2011 | Oct 1, 2021 | Common Stock | 3,528 | 0 | D |
| Stock Option (right to buy)F1,F2 | $40.56 | May 31, 2018 | M | 3,269 | D | Jan 1, 2013 | Jan 1, 2023 | Common Stock | 3,269 | 0 | D |
Explanation of responses
- F1Immediately exercisable.
- F2Expires at the earlier of one year after ceasing to be a director, with certain grace periods, or ten years after grant.