SEC Form 4 · accession 0001127602-18-013521
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary M Philbin
Officer — President & CEO · Director
Period of report
Mar 31, 2018
Accepted (ET)
Apr 3, 2018 · 1:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 31, 2018 | M | 9,665 | $0.00 | A | 43,008 | D | |
| Common Stock | Mar 31, 2018 | F | 4,359 | $94.90 | D | 38,649 | D | |
| Common Stock | holding | — | — | — | 3,421 | I | 2016 GRAT #2 | |
| Common Stock | holding | — | — | — | 9,966 | I | 2016 GRAT #3 | |
| Common Stock | holding | — | — | — | 44,041 | I | 2017 GRAT #2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Mar 31, 2018 | M | 9,665 | D | Mar 31, 2018 | Mar 31, 2018 | Common Stock | 9,665 | 19,330 | D |
Explanation of responses
- F1Portion vested at anniversary of three-year award.
- F2Convert without cost to shares of common stock on a one-for-one basis.
- F3Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.