SEC Form 4 · accession 0001127602-18-012316
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Saunders
Director
Period of report
Mar 7, 2018
Accepted (ET)
Mar 20, 2018 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2018 | M | 4,466 | $19.9267 | A | 2,325,392 | D | |
| Common Stock | Mar 7, 2018 | M | 6,260 | $21.175 | A | 2,331,652 | D | |
| Common Stock | Mar 7, 2018 | M | 2,476 | $70.38 | A | 2,334,128 | D | |
| Common Stock | Mar 7, 2018 | M | 2,584 | $67.44 | A | 2,336,712 | D | |
| Common Stock | holding | — | — | — | 63,756 | I | Trusts (Family) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $19.9267 | Mar 7, 2018 | M | 4,466 | D | Apr 1, 2010 | Apr 1, 2020 | Common Stock | 4,466 | 0 | D |
| Stock Option (right to buy) | $21.175 | Mar 7, 2018 | M | 6,260 | D | Jul 1, 2010 | Jul 1, 2020 | Common Stock | 6,260 | 0 | D |
| Stock Option (right to buy)F3,F2 | $70.38 | Mar 7, 2018 | M | 2,476 | D | Jan 1, 2015 | Jan 1, 2025 | Common Stock | 2,476 | 0 | D |
| Stock Option (right to buy)F1,F2 | $67.44 | Mar 7, 2018 | M | 2,584 | D | Oct 1, 2015 | Oct 1, 2025 | Common Stock | 2,584 | 0 | D |
Explanation of responses
- F1Immediately exercisable.
- F2Expires at the earlier of one year after ceasing to be a director, with certain grace periods, or ten years after grant.
- F3Immediately exercisable.