SEC Form 4 · accession 0001127602-18-011800
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Maxwell
Officer — Chief Supply Chain Officer
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 2:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | $0.00 | Mar 14, 2018 | A | 6,370 | A | Mar 31, 2018 | Mar 31, 2018 | Common Stock | 6,370 | 6,370 | D |
| Restricted Stock UnitF3,F1 | $0.00 | Mar 14, 2018 | A | 3,996 | A | Mar 27, 2018 | Mar 27, 2018 | Common Stock | 3,996 | 3,996 | D |
Explanation of responses
- F1Convert without cost to shares of common stock on a one-for-one basis.
- F2The Compensation Committee certified on 3/14/2018 that the Company achieved its 2017 performance target for performance-based restricted stock units granted on 3/31/2017, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment.
- F3The Compensation Committee certified on 3/14/2018 the level of performance achieved for the performance-based RSUs awarded on 4/23/2015 pursuant to the Long-Term Performance Plan for fiscal years 2015, 2016 and 2017. The award will fully vest on March 27, 2018.