SEC Form 4 · accession 0001127602-17-033546
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bob Sasser
Officer — Chairman of the Board · Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 64,002 | $8.91 | A | 223,911 | D | |
| Common StockF1 | Nov 28, 2017 | S | 44,166 | $99.31 | D | 179,745 | D | |
| Common StockF2 | Nov 28, 2017 | S | 19,836 | $100.70 | D | 159,909 | D | |
| Common StockF3 | Nov 29, 2017 | G | 17,889 | $0.00 | D | 142,020 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4,F5 | $8.91 | Nov 28, 2017 | M | 64,002 | D | Mar 14, 2009 | Mar 14, 2018 | Common Stock | 64,002 | 0 | D |
Explanation of responses
- F1Represents the weighted average price for shares sold at a range between $99.0 and $99.99. The filer will provide full information regarding the number of shares sold at each price upon request.
- F2Represents the weighted average price for shares sold at a range between $100.01 and $101. The filer will provide full information regarding the number of shares sold at each price upon request.
- F3Gift made without consideration.
- F4Vests in three approximately equal annual installments, beginning the first anniversary of the award date, subject to continued employment.
- F5Expires upon termination, with certain grace periods, or ten years after award, whichever is less.