SEC Form 4 · accession 0001127602-17-021394
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bob Sasser
Officer — Chief Executive Officer · Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 14, 2017 · 10:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 13, 2017 | M | 187,740 | $0.00 | A | 249,461 | D | |
| Common Stock | Jun 13, 2017 | F | 89,552 | $75.50 | D | 159,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | $0.00 | Jun 13, 2017 | M | 187,740 | D | Jun 13, 2017 | Jun 13, 2017 | Common Stock | 187,740 | 0 | D |
Explanation of responses
- F1Convert without cost to shares of common stock on a one-for-one basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
- F3The Compensation Committee certified on September 20, 2013 that the Company achieved the performance target for performance-based restricted stock units granted to the Chief Executive Officer on June 13, 2012, and that the shares will vest one hundred percent (100%) on the fifth anniversary of the grant date, subject to continued employment through the vesting date.