SEC Form 4 · accession 0001127602-17-013198
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin S Wampler
Officer — Chief Financial Officer
Period of report
Mar 27, 2017
Accepted (ET)
Mar 29, 2017 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 27, 2017 | G | 170 | $0.00 | D | 83,673 | D | |
| Common Stock | Mar 27, 2017 | G | 362 | $0.00 | D | 83,311 | D | |
| Common StockF3 | Mar 27, 2017 | M | 4,487 | $0.00 | A | 87,798 | D | |
| Common Stock | Mar 27, 2017 | F | 2,141 | $76.13 | D | 85,657 | D | |
| Common Stock | holding | — | — | — | 50,000 | I | 2016 GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F5 | $0.00 | Mar 27, 2017 | M | 4,487 | D | Mar 27, 2016 | Mar 27, 2016 | Common Stock | 4,487 | 4,487 | D |
Explanation of responses
- F1Gift made without consideration.
- F2Portion vested at anniversary of three-year award.
- F3Convert without cost to shares of common stock on a one-for-one basis.
- F4Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
- F5The Compensation Committee certified on 3/9/2016 that the Company achieved its 2015 performance target for performanced-based restricted stock units granted on 3/27/2015, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment.