SEC Form 4 · accession 0001127602-17-012536
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Rudman
Officer — Chief Merchandising Officer
Period of report
Mar 18, 2017
Accepted (ET)
Mar 21, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 18, 2017 | M | 4,998 | $0.00 | A | 4,998 | D | |
| Common Stock | Mar 18, 2017 | F | 2,382 | $75.70 | D | 2,616 | D | |
| Common StockF5 | Mar 21, 2017 | S | 2,616 | $73.3909 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | $0.00 | Mar 18, 2017 | M | 4,998 | D | Mar 18, 2017 | Mar 18, 2017 | Common Stock | 4,998 | 9,997 | D |
Explanation of responses
- F1Portion vested at anniversary of three-year award.
- F2Convert without cost to shares of common stock on a one-for-one basis.
- F3Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
- F410b5-1: Transactions pursuant to preplanned trading arrangements established under SEC Rule 10b5-1(c)(1).
- F5Represents the weighted average price for shares sold at the range between $72.99 and $73.66. The filer will provide full information regarding the number of shares sold at each price upon request.