SEC Form 4 · accession 0001127602-17-012529
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Maxwell
Officer — Chief Supply Chain Officer
Period of report
Mar 18, 2017
Accepted (ET)
Mar 21, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 18, 2017 | M | 1,665 | $0.00 | A | 2,259 | D | |
| Common Stock | Mar 18, 2017 | F | 558 | $75.70 | D | 1,701 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | $0.00 | Mar 18, 2017 | M | 1,665 | D | Mar 18, 2017 | Mar 18, 2017 | Common Stock | 1,665 | 3,330 | D |
Explanation of responses
- F1Portion vested at anniversary of three-year award.
- F2Convert without cost to shares of common stock on a one-for-one basis.
- F3Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.