SEC Form 4 · accession 0001127602-17-011131
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bob Sasser
Officer — Chief Executive Officer · Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 9, 2017 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | $0.00 | Mar 8, 2017 | A | 74,980 | A | Mar 18, 2017 | Mar 18, 2017 | Common Stock | 74,980 | 74,980 | D |
| Restricted Stock UnitF4,F1,F5 | $0.00 | Mar 8, 2017 | A | 7,347 | A | Apr 1, 2017 | Apr 1, 2017 | Common Stock | 7,347 | 7,347 | D |
Explanation of responses
- F1Convert without cost to shares of common stock on a one-for-one basis.
- F2The Compensation Committee certified on 3/8/2017 that the Company achieved its 2016 performance target for performance-based restricted stock units granted on 3/18/2016, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment.
- F3Portion vested at anniversary of three-year award.
- F4The Compensation Committee certified on 3/8/2017 the level of performance achieved for the performance-based RSUs awarded on 4/1/2014 pursuant to the Long-Term Performance Plan for fiscal years 2014, 2015 and 2016. The award will fully vest on April 1, 2017.
- F5The award will fully vest on April 1, 2017.