SEC Form 4 · accession 0001127602-16-064299
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A. Old Jr.
Officer — Chief Legal Officer
Period of report
Oct 4, 2016
Accepted (ET)
Oct 5, 2016 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 4, 2016 | M | 1,689 | $0.00 | A | 7,639 | D | |
| Common Stock | Oct 4, 2016 | F | 806 | $76.43 | D | 6,833 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Oct 4, 2016 | M | 1,689 | D | Oct 4, 2016 | Oct 4, 2016 | Common Stock | 1,689 | 0 | D |
Explanation of responses
- F1Portion vested at anniversary of three-year award.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
- F3The Compensation Committee certified on 3/12/2014 that the Company achieved its 2013 performance target for performanced-based restricted stock units granted on 10/4/2013 and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment.