SEC Form 4 · accession 0001127602-16-063885
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Saunders
Director
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 12:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 4, 2016 | M | 5,528 | $16.10 | A | 2,398,325 | D | |
| Common Stock | holding | — | — | — | 63,756 | I | Trusts (Family) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $78.93 | Oct 1, 2016 | A | 2,256 | A | Oct 1, 2016 | Oct 1, 2026 | Common Stock | 2,256 | 2,256 | D |
| Stock Option (right to buy)F3 | $16.10 | Oct 4, 2016 | M | 5,528 | D | Jan 1, 2010 | Jan 1, 2020 | Common Stock | 5,528 | 0 | D |
Explanation of responses
- F1Acquired under the 2013 Director Deferred Compensation Plan, in lieu of director's fees for the applicable period.
- F2Immediately exercisable.
- F3Expires at the earlier of one year after ceasing to be a director, with certain grace periods, or ten years after grant.